RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• J••••• G••••••••
- C•••••• A•••• M••••••••• L•• independent RIA currentsince Jul 7, 2022 · Chicago, Il
- M••••••••• I••••••••• S••••••• L•• formerJun 22, 2020 to Jul 18, 2022 · Chicago, Il
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 11, 2019 to Apr 17, 2020 · Highland Park, Il
- M••••••••• I••••••••• S••••••• L•• formerJul 20, 2016 to May 31, 2019 · Chicago, Il
- M••••• S•••••• wirehouseFeb 24, 2013 to Jun 21, 2016 · Glenview, Il
- M••••••••• I••••••••• S••••••• L•• to C•••••• A•••• M••••••••• L••left Jul 18, 2022, registered Jul 7, 2022 (-11 days) · RIA to RIA
- F••••••• P••••••• A•• W•••••••• A••••••• to M••••••••• I••••••••• S••••••• L••left Apr 17, 2020, registered Jun 22, 2020 (66 days) · Affiliated broker-dealer or bank to independent RIA
- M••••••••• I••••••••• S••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left May 31, 2019, registered Jul 11, 2019 (41 days) · RIA to affiliated broker-dealer or bank
- M••••• S•••••• to M••••••••• I••••••••• S••••••• L••left Jun 21, 2016, registered Jul 20, 2016 (29 days) · Other
- B•••• J••••• G•••••••• left M••••••••• I••••••••• S••••••• L•• for C•••••• A•••• M••••••••• L•• (registered 2022-07-07)Jul 18, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address