DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••• A••••• I•••••

S••••••• C•••••• M••••••••• L••mixed wealthMiami, Fl dual registrantIAPD 5720008

Feed of 09/14/2026

Also filed as Andy I•••••

At current firm

2 y

since May 15, 2024

In the industry

16 y

since Jan 26, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••••• C•••••• M••••••••• L•• mixed wealth current
since May 15, 2024 · Miami, Fl
C•••••• I••••••••• A••••••• S•••••••• L•• BD affiliated
Oct 24, 2013 to May 3, 2024 · Raleigh, Nc
F•••• C••••••• I••••••• S•••••••• I••• BD affiliated
Nov 4, 2011 to Jul 15, 2013 · Roanoke, Va
M•• F•••••••• S•••••••• I••• former
Feb 9, 2010 to Nov 23, 2011 · Roanoke, Va

Moves

a registration end followed by a registration begin elsewhere

C•••••• I••••••••• A••••••• S•••••••• L•• to S••••••• C•••••• M••••••••• L••
left May 3, 2024, registered May 15, 2024 (12 days) · Affiliated broker-dealer or bank to independent RIA
F•••• C••••••• I••••••• S•••••••• I••• to C•••••• I••••••••• A••••••• S•••••••• L••
left Jul 15, 2013, registered Oct 24, 2013 (101 days) · Other
M•• F•••••••• S•••••••• I••• to F•••• C••••••• I••••••• S•••••••• I•••
left Nov 23, 2011, registered Nov 4, 2011 (-19 days) · Other

Signals

J••••••• A••••• I••••• left C•••••• I••••••••• A••••••• S•••••••• L•• for S••••••• C•••••• M••••••••• L•• (registered 2024-05-15)
May 3, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address