D••••• P• C•••

• S•••••••• A•••••••• L•• BD affiliated current
  since Jun 16, 2022 · Trinity, Fl
• J••• M••••• S••••••••• L•• wirehouse
  Oct 1, 2012 to Jun 4, 2022 · Palm Harbor, Fl
• C•••• I••••••••• S••••••• C•••• former
  Sep 26, 2011 to Oct 1, 2012 · Palm Harbor, Fl
• S••••••• F•••••••• S•••••••• I••• former
  Apr 7, 2010 to Sep 16, 2011 · Tampa, Fl

• J••• M••••• S••••••••• L•• to S•••••••• A•••••••• L••
  left Jun 4, 2022, registered Jun 16, 2022 (12 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
• C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
  left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
• S••••••• F•••••••• S•••••••• I••• to C•••• I••••••••• S••••••• C••••
  left Sep 16, 2011, registered Sep 26, 2011 (10 days) · Other

• ••• Locked
  Jun 4, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

16derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address