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Registered advisor

N••••••• J•••• L•••••

L•• F•••••••• L••BD affiliatedSaratoga Springs, Ut dual registrantIAPD 5722014

Feed of 09/15/2026

Also filed as N••••••• L•••••

At current firm

3 y

since Oct 24, 2022

In the industry

16 y

since Nov 25, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Oct 24, 2022 · Payson, Ut
C••• F•••••••• S•••••••• L••• former
Jan 9, 2017 to Oct 13, 2022 · Salt Lake City, Ut
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Nov 23, 2015 to Dec 15, 2016 · South Jordan, Ut
C••••• I••••••••• A••••••• L•• BD affiliated
Jan 7, 2015 to Nov 10, 2015 · South Jordan, Ut
S•••••••• A••••••• L•• national BD
Jan 23, 2013 to Dec 12, 2014 · Salt Lake City, Ut
S•••••••• A••••••• L•• national BD
Jun 5, 2012 to Jun 25, 2012 · Salt Lake City, Ut
E••••• J•••• national BD
Dec 3, 2009 to Feb 22, 2012 · Murray, Ut

Moves

a registration end followed by a registration begin elsewhere

C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••
left Oct 13, 2022, registered Oct 24, 2022 (11 days) · Affiliated broker-dealer or bank to independent RIA
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C••• F•••••••• S•••••••• L•••
left Dec 15, 2016, registered Jan 9, 2017 (25 days) · Other
C••••• I••••••••• A••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Nov 10, 2015, registered Nov 23, 2015 (13 days) · Other
S•••••••• A••••••• L•• to C••••• I••••••••• A••••••• L••
left Dec 12, 2014, registered Jan 7, 2015 (26 days) · Other
E••••• J•••• to S•••••••• A••••••• L••
left Feb 22, 2012, registered Jun 5, 2012 (104 days) · Affiliated broker-dealer or bank to another

Signals

N••••••• J•••• L••••• left C••• F•••••••• S•••••••• L••• for L•• F•••••••• L•• (registered 2022-10-24)
Oct 13, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address