DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Peter D. Kelly
Feed of 09/15/2026
Also filed as Peter David Kelly
At current firm
3 y
since Jun 29, 2023
In the industry
16 y
since Aug 18, 2010 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J.P. Morgan Securities LLC wirehouse currentsince Jun 29, 2023 · Harrisburg, Pa
- Pruco Securities, LLC no RAUMSep 22, 2020 to Jun 27, 2023 · York, Pa
- Bb&T Securities, LLC formerJan 2, 2018 to Jul 30, 2020 · York, Pa
- Bb&T Investment Services, Inc. formerDec 13, 2017 to Jan 2, 2018 · Charlotte, Nc
- Santander Securities BD affiliatedFeb 27, 2017 to Nov 15, 2017 · Lancaster, Pa
- Pnc Wealth Management BD affiliatedNov 1, 2012 to Feb 27, 2017 · Lancaster, Pa
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 5, 2011 to Mar 8, 2012 · York, Pa
Moves
a registration end followed by a registration begin elsewhere
- Pruco Securities, LLC to J.P. Morgan Securities LLCleft Jun 27, 2023, registered Jun 29, 2023 (2 days) · Affiliated broker-dealer or bank to wirehouse
- Bb&T Securities, LLC to Pruco Securities, LLCleft Jul 30, 2020, registered Sep 22, 2020 (54 days) · Affiliated broker-dealer or bank to another
- Bb&T Investment Services, Inc. to Bb&T Securities, LLCleft Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
- Santander Securities to Bb&T Investment Services, Inc.left Nov 15, 2017, registered Dec 13, 2017 (28 days) · Other
- Pnc Wealth Management to Santander Securitiesleft Feb 27, 2017, registered Feb 27, 2017 (0 days) · Other · moved with a team
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Pnc Wealth Managementleft Mar 8, 2012, registered Nov 1, 2012 (238 days) · Other
Signals
- Peter D. Kelly left Pruco Securities, Llc for J.P. Morgan Securities Llc (registered 2023-06-29)Jun 27, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address