H•••• M•••••••

• E••••• J•••• national BD current
  since Sep 18, 2023 · Rapid City, Sd
• T••••••• I••••••••• M••••••••• I••• BD affiliated
  Apr 6, 2023 to Sep 19, 2023 · Greenwood Village, Co
• J••• M••••• S••••••••• L•• wirehouse
  Oct 1, 2012 to Jun 12, 2013 · Portland, Or
• C•••• I••••••••• S••••••• C•••• former
  May 16, 2012 to Oct 1, 2012 · Gresham, Or

• T••••••• I••••••••• M••••••••• I••• to E••••• J••••
  left Sep 19, 2023, registered Sep 18, 2023 (-1 days) · Affiliated broker-dealer or bank to another
• J••• M••••• S••••••••• L•• to T••••••• I••••••••• M••••••••• I•••
  left Jun 12, 2013, registered Apr 6, 2023 (3585 days) · Wirehouse to affiliated broker-dealer or bank
• C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
  left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move

• H•••• M••••••• left T••••••• I••••••••• M••••••••• I••• for E••••• J•••• (registered 2023-09-18)
  Sep 19, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

14derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address