J••••• J••••• R••••••••

• U••• B•••••• A•••••••• L•• BD affiliated current
  since Feb 13, 2026 · Rocky River, Oh
• U••• B•••••• I••••••••• I••• former
  Apr 22, 2020 to Feb 13, 2026 · Saint Paul, Mn
• J••• M••••• S••••••••• L•• wirehouse
  Oct 1, 2012 to Apr 29, 2020 · Lorain, Oh
• C•••• I••••••••• S••••••• C•••• former
  Mar 30, 2012 to Oct 1, 2012 · Cleveland, Oh
• P•• W••••• M••••••••• BD affiliated
  Jan 13, 2011 to Mar 7, 2012 · Berea, Oh
• H••••••••• F•••••••• A••••••• BD affiliated
  Oct 4, 2010 to Dec 13, 2010 · Cleveland, Oh

• U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
  left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
• J••• M••••• S••••••••• L•• to U••• B•••••• I••••••••• I•••
  left Apr 29, 2020, registered Apr 22, 2020 (-7 days) · Wirehouse to affiliated broker-dealer or bank
• C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
  left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
• P•• W••••• M••••••••• to C•••• I••••••••• S••••••• C••••
  left Mar 7, 2012, registered Mar 30, 2012 (23 days) · Other
• H••••••••• F•••••••• A••••••• to P•• W••••• M•••••••••
  left Dec 13, 2010, registered Jan 13, 2011 (31 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address