RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• E• G•••
- I••••••• F•••••••• S••••••• A••••••• independent RIA currentsince Jan 1, 2025 · Oakland, Ca
- I••••••• F•••••••• S••••••• unclassifiedOct 18, 2016 to Oct 24, 2016 · Oakland, Ca
- P•••••••• S••••••••• I••• BD affiliatedJun 15, 2012 to Jan 20, 2017 · Brentwood, Tn
- E••••• J•••• national BDJan 20, 2010 to Jun 14, 2012 · Nashville, Tn
- P•••••••• S••••••••• I••• to I••••••• F•••••••• S•••••••left Jan 20, 2017, registered Oct 18, 2016 (-94 days) · Other
- I••••••• F•••••••• S••••••• to I••••••• F•••••••• S••••••• A•••••••left Oct 24, 2016, registered Jan 1, 2025 (2991 days) · Other
- E••••• J•••• to P•••••••• S••••••••• I•••left Jun 14, 2012, registered Jun 15, 2012 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address