J••••• H••••••••

• S•••••••• A••••••• L•• national BD current
  since Mar 31, 2025 · Chesterfield, Mo
• F••••••• P••••••• A•• W•••••••• A••••••• former
  Dec 5, 2022 to Mar 31, 2025 · Chesterfield, Mo
• T• A••••••••• I••••••••• M••••••••• L•• former
  Apr 10, 2017 to Dec 31, 2020 · Chesterfield, Mo
• T• A••••••••• I••• former
  Apr 10, 2017 to Jan 11, 2021 · Chesterfield, Mo
• P•• W••••• M••••••••• BD affiliated
  Jul 3, 2012 to Mar 28, 2017 · Kirkwood, Mo
• E••••• J•••• national BD
  Mar 9, 2010 to May 21, 2012 · Ofallon, Mo

• F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
  left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
• T• A••••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••
  left Jan 11, 2021, registered Dec 5, 2022 (693 days) · Other · moved with a team
• T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
  left Dec 31, 2020, registered Apr 10, 2017 (-1361 days) · corporate re-registration, not a move
• P•• W••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••
  left Mar 28, 2017, registered Apr 10, 2017 (13 days) · Other
• E••••• J•••• to P•• W••••• M•••••••••
  left May 21, 2012, registered Jul 3, 2012 (43 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

16derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address