RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Z•••••• F•••••• F•••••••
- E•••••• F•••••••• E•••••• independent RIA currentsince Nov 30, 2016 · West Conshohocken, Pa
- F•••••••• E•••••• A•••••• C•••••• L•• formerApr 1, 2016 to Nov 30, 2016 · Plymouth Meeting, Pa
- T•• M••••• F••• S•••• formerNov 4, 2014 to Apr 21, 2016 · East Norriton, Pa
- S•• I••••••••• M••••••••• C••• mixed wealthAug 8, 2013 to Nov 15, 2013 · Oaks, Pa
- F•••••••• E•••••• A•••••• C•••••• L•• to E•••••• F•••••••• E••••••left Nov 30, 2016, registered Nov 30, 2016 (0 days) · corporate re-registration, not a move
- T•• M••••• F••• S•••• to F•••••••• E•••••• A•••••• C•••••• L••left Apr 21, 2016, registered Apr 1, 2016 (-20 days) · Other · moved with a team
- S•• I••••••••• M••••••••• C••• to T•• M••••• F••• S••••left Nov 15, 2013, registered Nov 4, 2014 (354 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address