DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• D• D••••

M•••••• A••••• S••••••••• L••BD affiliatedEl Paso, Tx dual registrantIAPD 5744997

Feed of 09/15/2026

Also filed as Charles Durham Dodds

At current firm

1 y

since Sep 16, 2025

In the industry

15 y

since Sep 24, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• A••••• S••••••••• L•• BD affiliated current
since Sep 16, 2025 · San Diego, Ca
E••••• J•••• national BD
Aug 13, 2021 to Sep 16, 2025 · El Paso, Tx
U••• B•••••• I••••••••• I••• former
Mar 1, 2018 to May 14, 2021 · Clovis, Nm
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 23, 2016 to Mar 2, 2018 · El Paso, Tx
R•••••• J•••• • A••••••••• I••• national BD
Nov 13, 2014 to May 10, 2016 · El Paso, Tx
V••• F•••••••• A•••••••• I••• BD affiliated
Oct 13, 2010 to Nov 17, 2014 · El Paso, Tx

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to M•••••• A••••• S••••••••• L••
left Sep 16, 2025, registered Sep 16, 2025 (0 days) · Affiliated broker-dealer or bank to another
U••• B•••••• I••••••••• I••• to E••••• J••••
left May 14, 2021, registered Aug 13, 2021 (91 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U••• B•••••• I••••••••• I•••
left Mar 2, 2018, registered Mar 1, 2018 (-1 days) · Other
R•••••• J•••• • A••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left May 10, 2016, registered May 23, 2016 (13 days) · Affiliated broker-dealer or bank to wirehouse
V••• F•••••••• A•••••••• I••• to R•••••• J•••• • A••••••••• I•••
left Nov 17, 2014, registered Nov 13, 2014 (-4 days) · Other

Signals

C•••••• D• D•••• left E••••• J•••• for M•••••• A••••• S••••••••• L•• (registered 2025-09-16)
Sep 16, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address