DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Carlos E Betancourt
At current firm
0 y
since Aug 6, 2026
In the industry
16 y
since Feb 26, 2010 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Morgan Stanley wirehouse currentsince Aug 6, 2026 · Palo Alto, Ca
- J.P. Morgan Securities LLC wirehouseDec 3, 2018 to Aug 7, 2026 · Mountain View, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 1, 2013 to Nov 19, 2018 · Sunnyvale, Ca
- J.P. Morgan Securities LLC wirehouseOct 1, 2012 to Feb 15, 2013 · San Jose, Ca
- Chase Investment Services Corp. formerDec 9, 2010 to Oct 1, 2012 · San Jose, Ca
- Edward Jones national BDMar 1, 2010 to Jul 23, 2010 · Palo Alto, Ca
Moves
a registration end followed by a registration begin elsewhere
- J.P. Morgan Securities LLC to Morgan Stanleyleft Aug 7, 2026, registered Aug 6, 2026 (-1 days) · Wirehouse to wirehouse · moved with a team
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to J.P. Morgan Securities LLCleft Nov 19, 2018, registered Dec 3, 2018 (14 days) · Wirehouse to wirehouse
- J.P. Morgan Securities LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Feb 15, 2013, registered Mar 1, 2013 (14 days) · Wirehouse to wirehouse
- Chase Investment Services Corp. to J.P. Morgan Securities LLCleft Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- Edward Jones to Chase Investment Services Corp.left Jul 23, 2010, registered Dec 9, 2010 (139 days) · Other
Signals
- Carlos Betancourt left J.P. Morgan Securities Llc for Morgan Stanley (registered 2026-08-06)Aug 7, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address