DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••••• W• L•••••••

W•••• F•••• A•••••••wirehousePhiladelphia, Padual registrantIAPD 5756489

Feed of 09/14/2026

Also filed as E••••• W• L•••••••

At current firm

2 y

since Aug 30, 2024

In the industry

16 y

since Mar 31, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Aug 30, 2024 · Philadelphia, Pa
T• P•••••• C••••• W••••• L•• BD affiliated
Feb 10, 2023 to Jan 2, 2024 · Marlton, Nj
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 18, 2019 to May 10, 2022 · Allentown, Pa
S•••••••• S••••••••• BD affiliated
Jun 15, 2017 to Apr 25, 2019 · Emmaus, Pa
K•• I••••••••• S••••••• L•• BD affiliated
Oct 14, 2016 to Jun 5, 2017 · Latham, Ny

Moves

a registration end followed by a registration begin elsewhere

T• P•••••• C••••• W••••• L•• to W•••• F•••• A•••••••
left Jan 2, 2024, registered Aug 30, 2024 (241 days) · Affiliated broker-dealer or bank to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• P•••••• C••••• W••••• L••
left May 10, 2022, registered Feb 10, 2023 (276 days) · Wirehouse to affiliated broker-dealer or bank
S•••••••• S••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Apr 25, 2019, registered Apr 18, 2019 (-7 days) · Affiliated broker-dealer or bank to wirehouse
K•• I••••••••• S••••••• L•• to S•••••••• S•••••••••
left Jun 5, 2017, registered Jun 15, 2017 (10 days) · Other

Signals

E••••• W• L••••••• left T• P•••••• C••••• W••••• L•• for W•••• F•••• A••••••• (registered 2024-08-30)
Jan 2, 2024 · Advisor changed firm · fact
E••••• W• L••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for T• P•••••• C••••• W••••• L•• (registered 2023-02-10)
May 10, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address