DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• M••••••••

W••••• E••••••••• A••••••• S•••••••• L••BD affiliatedGilbert, Az IA-onlyIAPD 5762078

Feed of 09/15/2026

Also filed as Joshua Brett Manwaring

At current firm

1 y

since Aug 1, 2025

In the industry

16 y

since Apr 1, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated current
since Aug 1, 2025 · Gilbert, Az
M•••••••• W••••• M••••••••• former
Jan 1, 2024 to Aug 26, 2025 · Gilbert, Az
T••• F•••••••• independent RIA
Feb 3, 2021 to May 7, 2024 · Gilbert, Az
T••••• W•••••• L••••• independent RIA
Sep 21, 2017 to Jan 21, 2021 · Scottsdale, Az
S••••• I••••••••• M••••••••• L•• independent RIA
Jul 6, 2016 to Aug 25, 2017 · Chandler, Az
Y••••••••• P••••••• former
Oct 6, 2015 to Mar 9, 2016 · Gilbert, Az
S••••• I••••••••• M••••••••• L•• independent RIA
Sep 25, 2013 to Aug 18, 2015 · Tucson, Az

Moves

a registration end followed by a registration begin elsewhere

M•••••••• W••••• M••••••••• to W••••• E••••••••• A••••••• S•••••••• L••
left Aug 26, 2025, registered Aug 1, 2025 (-25 days) · RIA to affiliated broker-dealer or bank
T••• F•••••••• to M•••••••• W••••• M•••••••••
left May 7, 2024, registered Jan 1, 2024 (-127 days) · RIA to RIA
T••••• W•••••• L••••• to T••• F••••••••
left Jan 21, 2021, registered Feb 3, 2021 (13 days) · RIA to RIA
S••••• I••••••••• M••••••••• L•• to T••••• W•••••• L•••••
left Aug 25, 2017, registered Sep 21, 2017 (27 days) · Other
Y••••••••• P••••••• to S••••• I••••••••• M••••••••• L••
left Mar 9, 2016, registered Jul 6, 2016 (119 days) · Other
S••••• I••••••••• M••••••••• L•• to Y••••••••• P•••••••
left Aug 18, 2015, registered Oct 6, 2015 (49 days) · Other

Signals

J••••• M•••••••• left M•••••••• W••••• M••••••••• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2025-08-01)
Aug 26, 2025 · Advisor changed firm · fact
J••••• M•••••••• left T••• F•••••••• for M•••••••• W••••• M••••••••• (registered 2024-01-01)
May 7, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address