N••• T•••• J•••••

K•• I••••••••• S••••••• L••BD affiliatedBrooklyn, Oh dual registrantIAPD 5762824

Feed of 09/14/2026

Also filed as N••• T•••• H••••••••• T•••• M•••

At current firm

3 y

since Mar 24, 2023

In the industry

16 y

since Apr 16, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K•• I••••••••• S••••••• L•• BD affiliated current
since Mar 24, 2023 · Brooklyn, Oh
W•••• F•••• A••••••• wirehouse
Mar 28, 2012 to Nov 30, 2022 · White Plains, Ny
W•••• F•••• A••••••• wirehouse
Apr 21, 2011 to Jan 26, 2012 · Hillsborough, Nj
E••••• J•••• national BD
Apr 19, 2010 to Nov 18, 2010 · Beacon, Ny

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to K•• I••••••••• S••••••• L••
left Nov 30, 2022, registered Mar 24, 2023 (114 days) · Wirehouse to affiliated broker-dealer or bank
E••••• J•••• to W•••• F•••• A•••••••
left Nov 18, 2010, registered Apr 21, 2011 (154 days) · Affiliated broker-dealer or bank to wirehouse

Signals

••• Locked
Nov 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address