C••••• J• J•••••

• A••••••••• F•••••••• S•••••••• L•• national BD current
  since Jun 29, 2026 · Columbus, Oh
• H••••••••• F•••••••• A••••••• BD affiliated current
  since Jan 12, 2017 · Grove City, Oh
• K•• I••••••••• S••••••• L•• BD affiliated
  Dec 12, 2016 to Dec 22, 2016 · Columbus, Oh
• P•• W••••• M••••••••• BD affiliated
  Aug 11, 2011 to Jun 8, 2012 · Hilliard, Oh

• K•• I••••••••• S••••••• L•• to H••••••••• F•••••••• A•••••••
  left Dec 22, 2016, registered Jan 12, 2017 (21 days) · Other
• P•• W••••• M••••••••• to K•• I••••••••• S••••••• L••
  left Jun 8, 2012, registered Dec 12, 2016 (1648 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

16derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address