DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Daniel R Conti
Feed of 09/15/2026
Also filed as Daniel R Conti
At current firm
10 y
since May 9, 2016
In the industry
16 y
since Apr 27, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
21
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Voya Investment Management Co. LLC asset manager currentsince May 9, 2016 · New York, Ny
- Allspring Funds Management, LLC asset managerOct 14, 2014 to Dec 31, 2014 · Memonee Falls, Wi
- Packerland Brokerage Services, Inc. independent RIADec 11, 2013 to Oct 10, 2014 · Brookfield, Wi
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 7, 2012 to Dec 6, 2013 · Waukesha, Wi
Moves
a registration end followed by a registration begin elsewhere
- Allspring Funds Management, LLC to Voya Investment Management Co. LLCleft Dec 31, 2014, registered May 9, 2016 (495 days) · Other
- Packerland Brokerage Services, Inc. to Allspring Funds Management, LLCleft Oct 10, 2014, registered Oct 14, 2014 (4 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Packerland Brokerage Services, Inc.left Dec 6, 2013, registered Dec 11, 2013 (5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address