DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

K••••• H•••••••

T••••••• I••••••••• M••••••••• I•••BD affiliatedBlaine, Mn dual registrantIAPD 5770026

Feed of 09/14/2026

Also filed as Kristy Jean Ulrey

At current firm

0 y

since Apr 10, 2026

In the industry

16 y

since May 1, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••••• I••••••••• M••••••••• I••• BD affiliated current
since Apr 10, 2026 · Minneapolis, Mn
L•••• F••• A••••••• S••••••• BD affiliated
May 12, 2025 to Apr 8, 2026 · Dallas, Tx
H•••••• T••••••• • K•••• L•• independent RIA
May 29, 2024 to May 2, 2025 · Blaine, Mn
T••••••• I••••••••• M••••••••• I••• BD affiliated
Jun 21, 2010 to May 28, 2024 · Boise, Id

Moves

a registration end followed by a registration begin elsewhere

L•••• F••• A••••••• S••••••• to T••••••• I••••••••• M••••••••• I•••
left Apr 8, 2026, registered Apr 10, 2026 (2 days) · Affiliated broker-dealer or bank to another
H•••••• T••••••• • K•••• L•• to L•••• F••• A••••••• S•••••••
left May 2, 2025, registered May 12, 2025 (10 days) · Affiliated broker-dealer or bank to another
T••••••• I••••••••• M••••••••• I••• to H•••••• T••••••• • K•••• L••
left May 28, 2024, registered May 29, 2024 (1 days) · Affiliated broker-dealer or bank to another

Signals

K••••• H••••••• left L•••• F••• A••••••• S••••••• for T••••••• I••••••••• M••••••••• I••• (registered 2026-04-10)
Apr 8, 2026 · Advisor changed firm · fact
K••••• H••••••• left H•••••• T••••••• • K•••• L•• for L•••• F••• A••••••• S••••••• (registered 2025-05-12)
May 2, 2025 · Advisor changed firm · fact
K••••• H••••••• left T••••••• I••••••••• M••••••••• I••• for H•••••• T••••••• • K•••• L•• (registered 2024-05-29)
May 28, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address