DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• S••• K•••••

P••• I••••••••• L••asset managerNewark, Nj dual registrantIAPD 5771214

Feed of 09/14/2026

At current firm

1 y

since Sep 16, 2025

In the industry

16 y

since Jul 9, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P••• I••••••••• L•• asset manager current
since Sep 16, 2025 · Norwalk, Ct
C••••••• M••••••••• I••••••••• A•••••••• L•• asset manager
Jul 10, 2017 to Sep 5, 2025 · Fairfield, Ct
L•••• A••••• • C•• L•• asset manager
Jul 19, 2012 to Apr 25, 2017 · Jersey City, Nj
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 7, 2011 to Jul 3, 2012 · Bedminster, Nj
M••••• S•••••• wirehouse
Jul 13, 2010 to Aug 24, 2011 · Bedminster, Nj

Moves

a registration end followed by a registration begin elsewhere

C••••••• M••••••••• I••••••••• A•••••••• L•• to P••• I••••••••• L••
left Sep 5, 2025, registered Sep 16, 2025 (11 days) · Other
L•••• A••••• • C•• L•• to C••••••• M••••••••• I••••••••• A•••••••• L••
left Apr 25, 2017, registered Jul 10, 2017 (76 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•••• A••••• • C•• L••
left Jul 3, 2012, registered Jul 19, 2012 (16 days) · Other
M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Aug 24, 2011, registered Oct 7, 2011 (44 days) · Wirehouse to wirehouse

Signals

C••••••••• S••• K••••• left C••••••• M••••••••• I••••••••• A•••••••• L•• for P••• I••••••••• L•• (registered 2025-09-16)
Sep 5, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address