DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••••• J••• W•••••••

V•••••• F•••••••• A•••••••• L••state registeredWest Chester, Padual registrantIAPD 5771338

Certified Financial Planner

Feed of 09/14/2026

Also filed as S••••• W•••••••

At current firm

0 y

since Sep 25, 2025

In the industry

16 y

since Apr 20, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V•••••• F•••••••• A•••••••• L•• state registered current
since Sep 25, 2025 · West Chester, Pa
I• F•••••••• A••••••• S••••••• L•• independent RIA
Oct 7, 2024 to Aug 7, 2025 · Charlotte, Nc
C•••••• S••••• • C••• I••• national BD
May 31, 2019 to Jul 10, 2023 · Wayne, Pa
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Apr 25, 2019 · Boston, Ma
S•••••••• A••••••• L•• national BD
Jun 24, 2014 to Jul 13, 2018 · King Of Prussia, Pa
N•••••••• C••••••• L•• independent RIA
Sep 17, 2013 to Sep 16, 2014 · Newtown Square, Pa
N•• E•••••• S••••••••• C••••••••• former
Dec 3, 2010 to Jun 13, 2014 · Newtown Square, Pa

Moves

a registration end followed by a registration begin elsewhere

I• F•••••••• A••••••• S••••••• L•• to V•••••• F•••••••• A•••••••• L••
left Aug 7, 2025, registered Sep 25, 2025 (49 days) · RIA to a state-registered adviser
C•••••• S••••• • C••• I••• to I• F•••••••• A••••••• S••••••• L••
left Jul 10, 2023, registered Oct 7, 2024 (455 days) · Affiliated broker-dealer or bank to another
F••••••• P••••••• A•• W•••••••• A••••••• to C•••••• S••••• • C••• I•••
left Apr 25, 2019, registered May 31, 2019 (36 days) · Affiliated broker-dealer or bank to another · moved with a team
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
N•••••••• C••••••• L•• to S•••••••• A••••••• L••
left Sep 16, 2014, registered Jun 24, 2014 (-84 days) · Other
N•• E•••••• S••••••••• C••••••••• to N•••••••• C••••••• L••
left Jun 13, 2014, registered Sep 17, 2013 (-269 days) · Other

Signals

S••••• J••• W••••••• left I• F•••••••• A••••••• S••••••• L•• for V•••••• F•••••••• A•••••••• L•• (registered 2025-09-25)
Aug 7, 2025 · Advisor changed firm · fact
S••••• J••• W••••••• left C•••••• S••••• • C••• I••• for I• F•••••••• A••••••• S••••••• L•• (registered 2024-10-07)
Jul 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address