DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/15/2026
At current firm
12 y
since Feb 12, 2014
In the industry
16 y
since Jun 4, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Envestnet Pmc independent RIA currentsince Feb 12, 2014 · Denver, Co
- Strategic Advisers LLC national BDJun 19, 2012 to Jun 17, 2013 · San Francisco, Ca
- Morgan Stanley wirehouseJun 8, 2010 to Jun 30, 2011 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- Strategic Advisers LLC to Envestnet Pmcleft Jun 17, 2013, registered Feb 12, 2014 (240 days) · Other
- Morgan Stanley to Strategic Advisers LLCleft Jun 30, 2011, registered Jun 19, 2012 (355 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address