DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••• C••••••••• M••••••

C••••• I••••••••• A••••••• L••BD affiliatedFairfax, Vadual registrantIAPD 5775378

Feed of 09/14/2026

Also filed as S••• C••••••••• M••••••

At current firm

3 y

since Aug 10, 2023

In the industry

16 y

since May 21, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Aug 10, 2023 · Fairfax, Va
S••••••• F•••••••• S•••••••• I••• former
Dec 9, 2016 to Aug 10, 2023 · Fairfax, Va
F•••• C•••••• A••••••• S••••••• BD affiliated
Dec 15, 2015 to Dec 7, 2016 · Fort Worth, Tx
F•••• C•••••• F•••••••• P•••••••• I••• former
Oct 22, 2012 to Dec 15, 2015 · Fairfax, Va
F•••• C•••••• F•••••••• P•••••••• I••• former
Jan 11, 2011 to May 21, 2012 · Fairfax, Va
E••••• J•••• national BD
May 24, 2010 to Oct 15, 2010 · Fairfax, Va

Moves

a registration end followed by a registration begin elsewhere

S••••••• F•••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••
left Aug 10, 2023, registered Aug 10, 2023 (0 days) · corporate re-registration, not a move
F•••• C•••••• A••••••• S••••••• to S••••••• F•••••••• S•••••••• I•••
left Dec 7, 2016, registered Dec 9, 2016 (2 days) · Other · moved with a team
F•••• C•••••• F•••••••• P•••••••• I••• to F•••• C•••••• A••••••• S•••••••
left Dec 15, 2015, registered Dec 15, 2015 (0 days) · corporate re-registration, not a move
E••••• J•••• to F•••• C•••••• F•••••••• P•••••••• I•••
left Oct 15, 2010, registered Jan 11, 2011 (88 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address