A•• C• G••••

••••••••independent RIAClayton, Mo dual registrantIAPD 5775466

Feed of 09/15/2026

Also filed as A•• C••••••• G••••

At current firm

1 y

since Mar 28, 2025

In the industry

16 y

since Mar 1, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

•••••••• independent RIA current
since Mar 28, 2025 · Longview , Tx
W•••• F•••• A••••••• wirehouse
Oct 31, 2017 to Apr 2, 2025 · Longview, Tx
J••• M••••• S••••••••• L•• wirehouse
Nov 13, 2012 to Oct 25, 2017 · Longview, Tx

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to ••••••••
left Apr 2, 2025, registered Mar 28, 2025 (-5 days) · Wirehouse to independent RIA · moved with a team
J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••
left Oct 25, 2017, registered Oct 31, 2017 (6 days) · Wirehouse to wirehouse · moved with a team

Signals

••• Locked
Apr 2, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address