RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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G••••• V•••••
- V••••••• A•••••••• I••• BD affiliated currentsince Apr 28, 2022 · Scottsdale, Az
- T• A••••••••• I••• formerJan 22, 2022 to Apr 2, 2022 · Westlake, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerNov 9, 2017 to Apr 2, 2022 · Fort Worth, Tx
- T• A••••••••• I••• formerNov 9, 2017 to Dec 31, 2017 · Westlake, Tx
- U••• F•••••••• P••••••• S••••••• formerNov 19, 2015 to Oct 11, 2017 · Addison, Tx
- S•••••••• A••••••• L•• national BDOct 31, 2012 to Oct 23, 2015 · Irving, Tx
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Apr 2, 2022, registered Jan 22, 2022 (-70 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to V••••••• A•••••••• I•••left Apr 2, 2022, registered Apr 28, 2022 (26 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Dec 31, 2017, registered Nov 9, 2017 (-52 days) · channel change inside one enterprise, not a move · moved with a team
- U••• F•••••••• P••••••• S••••••• to T• A••••••••• I•••left Oct 11, 2017, registered Nov 9, 2017 (29 days) · Other
- S•••••••• A••••••• L•• to U••• F•••••••• P••••••• S•••••••left Oct 23, 2015, registered Nov 19, 2015 (27 days) · Other
- G••••• V••••• left T• A••••••••• I••• for V••••••• A•••••••• I••• (registered 2022-04-28)Apr 2, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address