Y••••• A••••• F••••••••

• H•••••••• A•••••••• L•• BD affiliated current
  since Jan 11, 2023 · Chicago, Il
• A••••••••• F•••••••• S•••••••• L•• national BD
  Apr 27, 2021 to Dec 21, 2022 · Chandler, Az
• E••••• J•••• national BD
  Oct 3, 2014 to Mar 5, 2021 · Mesa, Az
• J••• M••••• S••••••••• L•• wirehouse
  Oct 1, 2012 to Sep 25, 2014 · Escondido, Ca
• C•••• I••••••••• S••••••• C•••• former
  Oct 31, 2011 to Oct 1, 2012 · Oceanside, Ca

• A••••••••• F•••••••• S•••••••• L•• to H•••••••• A•••••••• L••
  left Dec 21, 2022, registered Jan 11, 2023 (21 days) · Affiliated broker-dealer or bank to another
• E••••• J•••• to A••••••••• F•••••••• S•••••••• L••
  left Mar 5, 2021, registered Apr 27, 2021 (53 days) · Affiliated broker-dealer or bank to another
• J••• M••••• S••••••••• L•• to E••••• J••••
  left Sep 25, 2014, registered Oct 3, 2014 (8 days) · Wirehouse to affiliated broker-dealer or bank
• C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
  left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move

• ••• Locked
  Dec 21, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

16derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address