DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K••••••• K•• E•••••••

M••••• G••••• A••••••• I•••independent RIABend, Or IA-onlyIAPD 5780308

Feed of 09/15/2026

Also filed as K••••••• E•••••••

At current firm

0 y

since Aug 10, 2026

In the industry

16 y

since Jul 6, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• G••••• A••••••• I••• independent RIA current
since Aug 10, 2026 · Bend, Or
W•••• F•••• A••••••• wirehouse
Jan 4, 2018 to Nov 14, 2025 · Bend, Or
C••••• I••••••••• A••••••• L•• BD affiliated
Jan 21, 2014 to Dec 20, 2017 · Seattle, Wa
C••••• I••••••••• S••••••• L•• former
Jan 3, 2014 to Jan 21, 2014 · Seattle, Wa
B••••• I••••••••• A•••••••• L•• unclassified
Jan 2, 2014 to Feb 8, 2014 · Walla Walla, Wa
E••••• J•••• national BD
Jul 7, 2010 to Jun 29, 2012 · Edmonds, Wa

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to M••••• G••••• A••••••• I•••
left Nov 14, 2025, registered Aug 10, 2026 (269 days) · Wirehouse to independent RIA
C••••• I••••••••• A••••••• L•• to W•••• F•••• A•••••••
left Dec 20, 2017, registered Jan 4, 2018 (15 days) · Other
B••••• I••••••••• A•••••••• L•• to C••••• I••••••••• S••••••• L••
left Feb 8, 2014, registered Jan 3, 2014 (-36 days) · Other
C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••
left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
E••••• J•••• to B••••• I••••••••• A•••••••• L••
left Jun 29, 2012, registered Jan 2, 2014 (552 days) · Other

Signals

K••••••• K•• E••••••• left W•••• F•••• A••••••• for M••••• G••••• A••••••• I••• (registered 2026-08-10)
Nov 14, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address