DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Sarah Conroy Hickey

Advice And Planning ServicesBD affiliatedHolly Springs, Nc dual registrantIAPD 5781292

Feed of 09/14/2026

Also filed as Sarah Keenan Conroy

At current firm

0 y

since Jun 12, 2026

In the industry

16 y

since Jul 22, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Advice And Planning Services BD affiliated current
since Jun 12, 2026 · Durham, Nc
Strategic Advisers LLC national BD
Mar 31, 2025 to May 14, 2026 · Cary, Nc
Fidelity Personal And Workplace Advisors former
Sep 12, 2023 to Mar 31, 2025 · Cary, Nc
RBC Capital Markets, LLC national BD
Jan 3, 2023 to Aug 18, 2023 · Raleigh, Nc
Fidelity Personal And Workplace Advisors former
Mar 8, 2022 to Nov 29, 2022 · Durham, Nc
Stifel, Nicolaus & Company, Incorporated national BD
Sep 22, 2016 to Sep 7, 2018 · New York, Ny
J.P. Morgan Securities LLC wirehouse
Oct 10, 2011 to Sep 2, 2016 · New York, Ny
Barclays Capital Inc. former
Nov 1, 2010 to Oct 6, 2011 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

Strategic Advisers LLC to Advice And Planning Services
left May 14, 2026, registered Jun 12, 2026 (29 days) · Affiliated broker-dealer or bank to another · moved with a team
Fidelity Personal And Workplace Advisors to Strategic Advisers LLC
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
RBC Capital Markets, LLC to Fidelity Personal And Workplace Advisors
left Aug 18, 2023, registered Sep 12, 2023 (25 days) · Affiliated broker-dealer or bank to another
Fidelity Personal And Workplace Advisors to RBC Capital Markets, LLC
left Nov 29, 2022, registered Jan 3, 2023 (35 days) · Affiliated broker-dealer or bank to another
Stifel, Nicolaus & Company, Incorporated to Fidelity Personal And Workplace Advisors
left Sep 7, 2018, registered Mar 8, 2022 (1278 days) · Affiliated broker-dealer or bank to another
J.P. Morgan Securities LLC to Stifel, Nicolaus & Company, Incorporated
left Sep 2, 2016, registered Sep 22, 2016 (20 days) · Wirehouse to affiliated broker-dealer or bank
Barclays Capital Inc. to J.P. Morgan Securities LLC
left Oct 6, 2011, registered Oct 10, 2011 (4 days) · Other

Signals

Sarah Conroy Hickey left Strategic Advisers Llc for Advice And Planning Services (registered 2026-06-12)
May 14, 2026 · Advisor changed firm · fact
Sarah Conroy Hickey left Rbc Capital Markets, Llc for Fidelity Personal And Workplace Advisors (registered 2023-09-12)
Aug 18, 2023 · Advisor changed firm · fact
Sarah Conroy Hickey left Fidelity Personal And Workplace Advisors for Rbc Capital Markets, Llc (registered 2023-01-03)
Nov 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address