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RIA Intelligence
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Registered advisor
G••• R•••••• B••••
Feed of 09/14/2026
At current firm
6 y
since Jun 29, 2020
In the industry
12 y
since Jan 13, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jun 29, 2020 · Fraser, Mi
- P•• W••••• M••••••••• BD affiliatedSep 18, 2017 to Jun 18, 2020 · Warren, Mi
- J••• M••••• S••••••••• L•• wirehouseDec 23, 2015 to Sep 6, 2017 · Sterling Heights, Mi
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 17, 2014 to Jul 30, 2015 · Saint Clair Shores, Mi
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jun 18, 2020, registered Jun 29, 2020 (11 days) · Affiliated broker-dealer or bank to another
- J••• M••••• S••••••••• L•• to P•• W••••• M•••••••••left Sep 6, 2017, registered Sep 18, 2017 (12 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to J••• M••••• S••••••••• L••left Jul 30, 2015, registered Dec 23, 2015 (146 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address