DFX Intelligence
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Registered advisor
M•••• A• P•••••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M•••• A• P••••••••• A•••••••• P••••••••• A• S••••••••• A•••••••• S••••••••• S••••••••• A•••••••• P•••••••••
At current firm
4 y
since Jun 14, 2022
In the industry
14 y
since Nov 5, 2011 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Jun 14, 2022 · Tampa, Fl
- M••••• G••••• A••••••• I••• independent RIAFeb 18, 2016 to Feb 27, 2018 · Tampa, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 5, 2013 to Jul 16, 2015 · Miami Beach, Fl
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Jan 8, 2013 · Coral Gables, Fl
- C•••• I••••••••• S••••••• C•••• formerNov 14, 2011 to Oct 1, 2012 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- M••••• G••••• A••••••• I••• to F••••• I•••••••••left Feb 27, 2018, registered Jun 14, 2022 (1568 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• G••••• A••••••• I•••left Jul 16, 2015, registered Feb 18, 2016 (217 days) · Other
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 8, 2013, registered Feb 5, 2013 (28 days) · Wirehouse to wirehouse
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address