DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• B•••

M••••• S••••••wirehouseAtlanta, Gadual registrantIAPD 5788318

Feed of 09/14/2026

Also filed as J••••• B•••

At current firm

2 y

since Aug 22, 2024

In the industry

15 y

since Nov 5, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Aug 22, 2024 · Atlanta, Ga
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 28, 2021 to Aug 22, 2024 · Marietta, Ga
E••••• J•••• national BD
Apr 1, 2019 to Oct 19, 2021 · Dallas, Ga
A•• W•••••• L•• independent RIA
Feb 23, 2018 to Jan 14, 2019 · Thomasville, Ga
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 2, 2010 to Jan 2, 2018 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left Aug 22, 2024, registered Aug 22, 2024 (0 days) · Wirehouse to wirehouse
E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 19, 2021, registered Oct 28, 2021 (9 days) · Affiliated broker-dealer or bank to wirehouse
A•• W•••••• L•• to E••••• J••••
left Jan 14, 2019, registered Apr 1, 2019 (77 days) · RIA to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A•• W•••••• L••
left Jan 2, 2018, registered Feb 23, 2018 (52 days) · Wirehouse to independent RIA

Signals

J••••• B••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••• S•••••• (registered 2024-08-22)
Aug 22, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address