RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M•••••• I••••••••• L•• other currentsince Nov 22, 2024 · Omaha, Ne
- M•••••• BD affiliated currentsince Jun 29, 2018 · Omaha, Ne
- M•••••• R••••••••• A•••••••• L•• formerDec 9, 2014 to Jul 3, 2018 · Omaha, Ne
- S••••••• F•••••••• S•••••••• I••• formerJul 16, 2010 to Dec 7, 2010 · Omaha, Ne
- M•••••• R••••••••• A•••••••• L•• to M••••••left Jul 3, 2018, registered Jun 29, 2018 (-4 days) · Other · moved with a team
- S••••••• F•••••••• S•••••••• I••• to M•••••• R••••••••• A•••••••• L••left Dec 7, 2010, registered Dec 9, 2014 (1463 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address