DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••••• I••••••••• L••
Latest filing Aug 5, 2026
First filing on the tape Mar 30, 2012 · 33 filings
SEC status approved since Jan 10, 2001
RAUM
$2.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
18%
$514M individuals and HNW
Advisors
17
registered through the firm on IAPD
RAUM per advisor
$166M
derived; firm RAUM over IAPD count
Employees
148
148 advisory (5.B.1)
Offices
15
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$2.8B as of Aug 5, 2026
Mar 31, 2015$23.1M then
HNW client RAUM$514M as of Aug 5, 2026
Mar 28, 2025$483M then
State-registered IARs (5.B.3)17 as of Aug 5, 2026
Mar 30, 20120 then
Employees (5.A)148 as of Aug 5, 2026
Mar 27, 201343 then
Private funds: no history
RAUM +11% over the last fiscal year+58% a year over threeIARs 16 to 17offices 7 to 15
Practice profile
derived from the filing of Aug 5, 2026; every figure names its basis
Archetypes, each a printed rule
- i••••••••• asset m•••••• · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- ocio i••••••••• a••••••y · selection of other advisers (5.G.7) and institutional share at least 50 percent
- PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
- RAUM per advisor
- $166MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $64.2MderivedHNW RAUM over HNW clients
- Average account
- $47.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 75%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 8.7derivedItem 5.A over advisors
- Advisors per office
- 1.1derived16 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +6.3%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consulting, selection of other advisers, otherreportedItem 5.G
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$1.1B38%
- Pension and profit-sharing plans$570M20%
- High-net-worth individuals$514M18%
- State and municipal entities$457M16%
- Corporations and businesses$196M6.9%
- Individual clients
- n/areported
- HNW clients
- 8reported
- Pension plan clients
- 14reported
- Charitable clients
- 19reported
- Accounts
- 59reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.18 fund_share=0.0 institutional_share=0.75 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
17 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• V••••••• J•••••• | Winter Park, Fl | Nov 4, 2008 | 20 y | 1 |
| R••••• L•• W••••••Certified Financial Planner, Chartered Financial Consultant | Overland Park, Ks | Jun 28, 2018 | 20 y | 1 |
| T•••••• S•••••• D••••• | Winter Park, Ks | Jun 28, 2018 | 28 y | 3 |
| T••••• C•••••• H•••• | Tulsa, Ok | Jun 29, 2018 | 22 y | 3 |
| T••• L••• L••••• | Omaha, Ne | Jun 29, 2018 | 16 y | 2 |
| D•••• K••• S•••••Chartered Financial Consultant | Overland Park, Ks | Jun 29, 2018 | 41 y | 4 |
| A•••••• R••••• | Overland Park, Ks | Jun 29, 2018 | 19 y | 1 |
| J•••• J•••• T•••••• | Overland Park, Ks | Apr 5, 2019 | 18 y | 1 |
| P•••••• B•••••• S••••••• | Overland Park, Ks | Aug 29, 2019 | 17 y | 0 |
| E••• M•••••• B•••••• | West Chester, Oh | Sep 28, 2021 | 18 y | 3 |
| R•••••• J• C•••••• | Overland Park, Ks | Aug 24, 2022 | 15 y | 0 |
| A••• M• D•••• | Cincinnati, Oh | Jun 2, 2024 | 12 y | 1 |
| D•••• F••••••• K•••Chartered Financial Analyst | Cincinnati, Oh | Sep 10, 2024 | 25 y | 1 |
| J•••• W•••••• L••••••• | Overland Park, Ks | Jul 17, 2025 | 11 y | 0 |
| C••••••••• J••• R••••• | Rockland, Ma | Feb 19, 2026 | 19 y | 2 |
| K•••••• G••••• S••••••• | Rockland, Ma | Mar 26, 2026 | 28 y | 3 |
| K•••• A••• T•••••• | Phoenix, Az | Aug 25, 2026 | 18 y | 1 |
Advisor movement
2 left, 2 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 12% of current headcount2 left over 36 months
Left, latest
- M••• L•••• N•••••••• to C•••••••Jan 30, 2026 · Other
- J•••• R•••••• F•••••• to C•••••••• L••Oct 15, 2025 · Other
Joined, latest
- K•••••• G••••• S••••••• from F•••• N••••••• A••••••• L••Mar 26, 2026 · Other
- C••••••••• J••• R••••• from F•••• N••••••• A••••••• L••Feb 19, 2026 · Other
- M••• L•••• N•••••••• from M••••••Nov 6, 2024 · Other
- D•••• F••••••• K••• from F••••• S••••• P••••••••• P•••••••• I•••Sep 10, 2024 · Other
- J•••• R•••••• F•••••• from N•••••• G•••• C••••••••• L••Jul 10, 2024 · Other
- A••• M• D•••• from F••••• S••••• P••••••••• P•••••••• I•••Jun 2, 2024 · Other
- D••••• V••••••• J•••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Nov 4, 2008 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from F•••• N••••••• A••••••• L••Jan 13, 2026 · Rockland, Ma
- 2 joined from F••••• S••••• P••••••••• P•••••••• I•••Apr 24, 2024 · Covington, Ky
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••••• C•••••• R•••• · Chief Operating Officercontrolsince 04/2024 · owns less than 5%
- B•••••••• M•••••• C••••••••• · Chief Executive Officercontrolsince 04/2024 · owns less than 5%
- D•••••• A•••• J•••••• · General Counselcontrolsince 04/2024 · owns less than 5%
- P••• J••••••• A•••• · Chief Financial Officercontrolsince 04/2024 · owns less than 5%
- P••••••• K•••• · Chief Services Officercontrolsince 04/2024 · owns less than 5%
- S•••••• S•••• P•••••• · Chief Compliance Officer & Vp, Compliancecontrolsince 01/2020 · owns less than 5%
- W•••••• M••••••• F•••••• · National Managing Director (M•••••• I•••••••••)controlsince 04/2024 · owns less than 5%
- B•••••••• C•••••• R•••• · Elected M••••••controlsince 07/2021 · owns F of M•• H•••••• L••
- B•••••••• M•••••• C••••••••• · Elected M••••••controlsince 07/2021 · owns F of M•• H•••••• L••
- D••••••• J•••• G•••• · Trusteecontrolsince 10/1997 · owns F of T•• D•••••• R•••••••• T••••
- H•••••• G•••• P••• · Elected M••••••controlsince 07/2021 · owns F of M•• H•••••• L••
- S••••••• J•••••••• A••• · Elected M••••••controlsince 07/2021 · owns F of M•• H•••••• L••
- S•••••••• J•••••••• D•••• · Elected M••••••controlsince 07/2021 · owns F of M•• H•••••• L••
- S•••••••• J•••••••• D•••• · Trusteecontrolsince 10/1997 · owns F of T•• S••••••• F••••• T••••
Entity owners
- M•••••• W••••• · Managing Memberdirect · owns 75% or more
- E•••••• H••••••• I• L•• · General Partnerindirect · owns F of E•••••• H••••••• I•• L•••
- E•••••• H••••••• I•• L••• · Limited Partnerindirect · owns 75% or more of L•• F•••••• L•••
- G•• C•••••• V•••• L•• · General Partnerindirect · owns F of G•••• E••••• I•••••••• S••• V••• L•••
- G•• C•••••• V•••• L•• · General Partnerindirect · owns F of G•••• E••••• I•••••••• V••• L•••
- G•• V••• M• A••••••••• L•• · Memberindirect · owns 25% to 50% of M•• H•••••• L••
- G•••• E••••• I•••••••• S••• V••• L••• · Memberindirect · owns 75% or more of G•• V••• M• B•••••• L••
- L•••••• G•••• • P•••••••• L••• · M••••••indirect · owns 75% or more of P•••••• C••••••• M•••••• L••
- L•• F•••••• L••• · Limited Partnerindirect · owns 50% to 75% of L•••••• G•••• • P•••••••• L•••
- L•• M••••••••• I••• · M••••••indirect · owns F of G•• C•••••• V•••• L••
- L•• M••••••••• I••• · General Partnerindirect · owns F of L•••••• G•••• • P•••••••• L•••
- M•••••• W••••• A•••••••• L•• · Managing Memberindirect · owns 75% or more of M•••••• W•••••
- M•• H•••••• L•• · M••••••indirect · owns F of M•• M••••• L••
- M•• M••••• L•• · M••••••indirect · owns F of M•••••• W•••••
- P•••••• C••••••• M•••••• L•• · M••••••indirect · owns F of G•• V••• M• A••••••••• L••
- P•••••• C••••••• M•••••• L•• · M••••••indirect · owns F of G•• V••• M• B•••••• L••
- T•• D•••••• R•••••••• T•••• · Memberindirect · owns 25% to 50% of E•••••• H••••••• I• L••
- T•• D•••••• R•••••••• T•••• · Limited Partnerindirect · owns 25% to 50% of E•••••• H••••••• I•• L•••
- T•• S••••••• F••••• T•••• · Memberindirect · owns 25% to 50% of E•••••• H••••••• I• L••
- T•• S••••••• F••••• T•••• · Limited Partnerindirect · owns 25% to 50% of E•••••• H••••••• I•• L•••
Related persons
Schedule D 7.A
- 1••• P•••••••• L••investment adviserpooled vehicle sponsornRAUM $323M
- M••••••investment advisernRAUM $2.8B
- F•••••• C•••••• P•••••••• L••investment adviserpooled vehicle sponsornRAUM $148M
- M•••••• A•••••• N••••••investment advisernRAUM $9.6B
- M•••••• I•••••••• R••••••••• L••real estaten
- M•••••• I•••••••••investment advisernRAUM $7.3B
- M•••••• S•••••••• T•• S•••••••• L••insurancen
- M•••••• T•••• C••••••• L••n
- M•••••• W•••••investment advisern
- M•••••• W••••• A•••••••investment advisernRAUM $2.2M
- M••••••investment adviserinsurancepooled vehicle sponsorLP sponsoryRAUM $125B
- M•••••• F••• A•••••••• L••investment adviserpooled vehicle sponsorn
- M•••• L••broker-dealern
- U••••••• M••••••••• L•investment adviserpooled vehicle sponsorn
Advisers that list M•••••• I••••••••• L•• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Overland Park, Ks | 7 | 0 | 1 | ||
| Winter Park, Fl · principal | 3 | 0 | 1 | ||
| Cincinnati, Oh | 2 | 0 | 0 | ||
| Rockland, Ma | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Covington, KY11 employees
- Naperville, IL7 employees
- Pittsburgh, PA6 employees
- Reno, NV5 employees
- Dallas, TX3 employees
- Bloomfield Hills, MI3 employees
- Beachwood, OH1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- high employee count relative to a••••••sStatic outlier · filing Aug 5, 2026employees per registered advisor of 8.7 against a peer median of 1.8 (47 comparable advisers, 100.0th percentile, 10.4 robust deviations)peers: other advisers, $1B to $5B (47) · 100% percentile
- office count surgeChange between filings · filing Mar 27, 2026offices other than the principal office (Item 1.F.5) moved from 7.0 to 15.0 (+114.0%) between the annual amendments of 2025-03-28 and 2026-03-27; the peer median change was 0.0% (25 comparable advisers, 96.0th percentile of changes)peers: other advisers, $1B to $5B (25) · 96% percentile
What changed
consecutive filings, newest first
- Accounts · 64 to 59Jan 12, 2026 to Mar 27, 2026
- Advisory employees · 113 to 148Jan 12, 2026 to Mar 27, 2026
- Charity clients · 17 to 19Jan 12, 2026 to Mar 27, 2026
- Corporate clients · 4 to 10Jan 12, 2026 to Mar 27, 2026
- HNW clients · 20 to 8Jan 12, 2026 to Mar 27, 2026
- Pension plan clients · 15 to 14Jan 12, 2026 to Mar 27, 2026
- Employees · 113 to 148Jan 12, 2026 to Mar 27, 2026
- State-registered IARs · 16 to 17Jan 12, 2026 to Mar 27, 2026
- Other offices · 7 to 15Jan 12, 2026 to Mar 27, 2026
- Discretionary RAUM · $2.5B to $2.8BJan 12, 2026 to Mar 27, 2026
- HNW RAUM · $483M to $514MJan 12, 2026 to Mar 27, 2026
- Pension RAUM · $522M to $570MJan 12, 2026 to Mar 27, 2026
- RAUM · $2.5B to $2.8BJan 12, 2026 to Mar 27, 2026
- Accounts · 24 to 64Oct 25, 2024 to Mar 28, 2025
- Advisory employees · 89 to 113Oct 25, 2024 to Mar 28, 2025
- Charity clients · 1 to 17Oct 25, 2024 to Mar 28, 2025
- HNW clients · unset to 20.0Oct 25, 2024 to Mar 28, 2025
- Pension plan clients · 13 to 15Oct 25, 2024 to Mar 28, 2025
- Employees · 90 to 113Oct 25, 2024 to Mar 28, 2025
- Insurance-licensed employees · 0 to 11Oct 25, 2024 to Mar 28, 2025
- Financial planning clients · unset to Oct 25, 2024 to Mar 28, 2025
- State-registered IARs · 4 to 16Oct 25, 2024 to Mar 28, 2025
- Discretionary RAUM · $977M to $2.5BOct 25, 2024 to Mar 28, 2025
- HNW RAUM · unset to 482600000.0Oct 25, 2024 to Mar 28, 2025
- Pension RAUM · $460M to $522MOct 25, 2024 to Mar 28, 2025
- RAUM · $977M to $2.5BOct 25, 2024 to Mar 28, 2025
- Other offices · 6 to 7Apr 30, 2024 to May 17, 2024
- Advisory activities · 3 to 4Mar 27, 2024 to Apr 25, 2024
- Related adviser · false to trueMar 27, 2024 to Apr 25, 2024
- Related bank · false to trueMar 27, 2024 to Apr 25, 2024
- Related broker-dealer · false to trueMar 27, 2024 to Apr 25, 2024
- Related insurance company · false to trueMar 27, 2024 to Apr 25, 2024
- Business name · A•••• C••••••••• to M•••••• I••••••••• L••Apr 25, 2024 to Apr 25, 2024
- Legal name · A•••• C•••••••••, LLC to M•••••• I••••••••• L••Apr 25, 2024 to Apr 25, 2024
- Accounts · 19 to 24Mar 28, 2023 to Mar 27, 2024
- Advisory employees · 92 to 89Mar 28, 2023 to Mar 27, 2024
- Corporate clients · 3 to 4Mar 28, 2023 to Mar 27, 2024
- Pension plan clients · 11 to 13Mar 28, 2023 to Mar 27, 2024
- Employees · 98 to 90Mar 28, 2023 to Mar 27, 2024
- Discretionary RAUM · $719M to $977MMar 28, 2023 to Mar 27, 2024
Signals
31 dated events
- M•••••• I••••••••• L•• reported 15 offices beyond its principal office, up from 7 (2026-01-12 to 2026-03-27)Mar 27, 2026 · Office count change · derived
- M••• L•••• N•••••••• left M•••••• I••••••••• L•• for Captrust (registered 2026-01-30)Jan 30, 2026 · a•••••• firm change · fact
- 2 advisors left F•••• N••••••• A••••••• L•• (Rockland, MA) for M•••••• I••••••••• L•• on the same dayJan 13, 2026 · Team lift-out · derived
- J•••• R•••••• F•••••• left M•••••• I••••••••• L•• for C•••••••• L•• (registered 2026-01-05)Oct 15, 2025 · a•••••• firm change · fact
- M•••••• I••••••••• L•• reported RAUM $2.5B, up 160% from $976.6M (2024-10-25 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- M•••••• I••••••••• L•• reported 16 state-registered advisory representatives, up from 4 (2024-10-25 to 2025-03-28)Mar 28, 2025 · ria a•••••• headcount change · derived
- Emerson Bryan Bakardjiev (Chief Operating Officer; Member (Class C Units)) no longer on Schedule A of M•••••• I••••••••• L•• (listed 2024-03-27, absent 2024-04-25)Apr 25, 2024 · Control person left · inference
- Elliott Steven Gordon (Member (Class C Units)) no longer on Schedule A of M•••••• I••••••••• L•• (listed 2024-03-27, absent 2024-04-25)Apr 25, 2024 · Control person left · inference
- Eric Troy Brown (Executive Director Of Consulting; Member (Class C Units)) no longer on Schedule A of M•••••• I••••••••• L•• (listed 2024-03-27, absent 2024-04-25)Apr 25, 2024 · Control person left · inference
- Woolweaver Kimberly Spurlin (Chief Financial Officer; Member (Class C Units)) no longer on Schedule A of M•••••• I••••••••• L•• (listed 2024-03-27, absent 2024-04-25)Apr 25, 2024 · Control person left · inference
- Glenn J••• Danhakl (Trustee) appeared on Schedule A of M•••••• I••••••••• L••Apr 25, 2024 · Control person joined · fact
- Davis Jonathan Sokoloff (Trustee) appeared on Schedule A of M•••••• I••••••••• L••Apr 25, 2024 · Control person joined · fact
- C••••••••• Martin Bicknell (Elected Manager) appeared on Schedule A of M•••••• I••••••••• L••Apr 25, 2024 · Control person joined · fact
- Renee Cheryl Bicknell (Elected Manager) appeared on Schedule A of M•••••• I••••••••• L••Apr 25, 2024 · Control person joined · fact
- Paul Gary Henson (Elected Manager) appeared on Schedule A of M•••••• I••••••••• L••Apr 25, 2024 · Control person joined · fact
- A••• Jonathan Seiffer (Elected Manager) appeared on Schedule A of M•••••• I••••••••• L••Apr 25, 2024 · Control person joined · fact
- Jenelle Anne Dorian (General Counsel) appeared on Schedule A of M•••••• I••••••••• L••Apr 25, 2024 · Control person joined · fact
- Allen Jeffrey Poe (Chief Financial Officer) appeared on Schedule A of M•••••• I••••••••• L••Apr 25, 2024 · Control person joined · fact
- Kenny Pointer (Chief Services Officer) appeared on Schedule A of M•••••• I••••••••• L••Apr 25, 2024 · Control person joined · fact
- 2 advisors left F••••• S••••• P••••••••• P•••••••• I••• (Covington, KY) for M•••••• I••••••••• L•• on the same dayApr 24, 2024 · Team lift-out · derived
- M•••••• I••••••••• L•• reported RAUM $976.6M, up 36% from $718.8M (2023-03-28 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- M•••••• I••••••••• L•• reported RAUM $718.8M, up 37% from $526.2M (2022-03-29 to 2023-03-28)Mar 28, 2023 · RAUM change · derived
- L••• S••••• R••••• (Chief Human Resources Officer) no longer on Schedule A of M•••••• I••••••••• L•• (listed 2022-03-29, absent 2023-03-28)Mar 28, 2023 · Control person left · inference
- M•••••• I••••••••• L•• reported RAUM $526.2M, up 77% from $296.6M (2021-12-17 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- L••• S••••• R••••• (Chief Human Resources Officer) appeared on Schedule A of M•••••• I••••••••• L••Mar 29, 2022 · Control person joined · fact
- Dawn Rachel Brignoni (Chief Human Resources Officer) no longer on Schedule A of M•••••• I••••••••• L•• (listed 2021-12-17, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- A•••••• D•••• Ray (Executive Director Of Client Solutions) no longer on Schedule A of M•••••• I••••••••• L•• (listed 2020-01-15, absent 2020-03-26)Mar 26, 2020 · Control person left · inference
- Dawn Rachel Brignoni (Chief Human Resources Officer) appeared on Schedule A of M•••••• I••••••••• L••Jan 15, 2020 · Control person joined · fact
- Pennisi Sara Searle (Deputy Of Compliance) appeared on Schedule A of M•••••• I••••••••• L••Jun 18, 2019 · Control person joined · fact
- A•••••• D•••• Ray (Executive Director) appeared on Schedule A of M•••••• I••••••••• L••Jun 18, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/access-marinerreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/andco-consulting/mycompanyreportedpublic record, Form ADV, Sep 18, 2026
- Website
- m•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 844-442-6326reportedpublic record, Form ADV, Aug 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $166Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026