RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• C••••••••• M•••••
- M••••• F•••••••• P••••••• I••• state registered currentsince Jan 9, 2023 · Alexandria, Va
- R•••••• W•••••• L•• independent RIAApr 2, 2021 to Jan 9, 2023 · Fairfax, Va
- A••••• A•• P••••••• S••••••• BD affiliatedOct 24, 2014 to Mar 3, 2021 · Washington, Dc
- C••••••••• F•••••••• N•••••• national BDJan 24, 2014 to Sep 15, 2014 · Fairfax, Va
- A•••• M••••••••• G••••• I••• independent RIANov 28, 2012 to Jan 31, 2013 · Stamford, Ct
- F•••• C•••••• F•••••••• P•••••••• I••• formerOct 17, 2011 to Nov 7, 2012 · Annapolis, Md
- R•••••• W•••••• L•• to M••••• F•••••••• P••••••• I•••left Jan 9, 2023, registered Jan 9, 2023 (0 days) · RIA to a state-registered adviser
- A••••• A•• P••••••• S••••••• to R•••••• W•••••• L••left Mar 3, 2021, registered Apr 2, 2021 (30 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- C••••••••• F•••••••• N•••••• to A••••• A•• P••••••• S•••••••left Sep 15, 2014, registered Oct 24, 2014 (39 days) · Other
- A•••• M••••••••• G••••• I••• to C••••••••• F•••••••• N••••••left Jan 31, 2013, registered Jan 24, 2014 (358 days) · Other
- F•••• C•••••• F•••••••• P•••••••• I••• to A•••• M••••••••• G••••• I•••left Nov 7, 2012, registered Nov 28, 2012 (21 days) · Other
- T••••• C••••••••• M••••• left R•••••• W•••••• L•• for M••••• F•••••••• P••••••• I••• (registered 2023-01-09)Jan 9, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address