RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• R•••••• A•••••••
- J•••••• W••••• A••••••• L•• state registered currentsince Jul 22, 2026 · Bonita Springs, Fl
- L•••••• S•• I••••••••• A•••••••• L••••• BD affiliatedMar 3, 2022 to Jul 21, 2026 · Elmhurst, Il
- P•••••••• S••••••••• I••• BD affiliatedMar 13, 2014 to Mar 2, 2022 · Naples, Fl
- N•• E•••••• S••••••••• C••••••••• formerMar 4, 2011 to Dec 24, 2013 · Orlando, Fl
- H•• A••••••• S••••••• L•• independent RIAJul 1, 2010 to Dec 31, 2010 · North Lauderdale, Fl
- L•••••• S•• I••••••••• A•••••••• L••••• to J•••••• W••••• A••••••• L••left Jul 21, 2026, registered Jul 22, 2026 (1 days) · Affiliated broker-dealer or bank to a state-registered adviser
- P•••••••• S••••••••• I••• to L•••••• S•• I••••••••• A•••••••• L•••••left Mar 2, 2022, registered Mar 3, 2022 (1 days) · Affiliated broker-dealer or bank to another
- N•• E•••••• S••••••••• C••••••••• to P•••••••• S••••••••• I•••left Dec 24, 2013, registered Mar 13, 2014 (79 days) · Other
- H•• A••••••• S••••••• L•• to N•• E•••••• S••••••••• C•••••••••left Dec 31, 2010, registered Mar 4, 2011 (63 days) · Other
- S•••• R•••••• A••••••• left L•••••• S•• I••••••••• A•••••••• L••••• for J•••••• W••••• A••••••• L•• (registered 2026-07-22)Jul 21, 2026 · Advisor changed firm · fact
- S•••• R•••••• A••••••• left P•••••••• S••••••••• I••• for L•••••• S•• I••••••••• A•••••••• L••••• (registered 2022-03-03)Mar 2, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address