RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••• M•••• M••••••••
- C••••••• P••••••• independent RIA currentsince Nov 4, 2024 · Overland Park, Ks
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedNov 6, 2017 to Oct 31, 2024 · Walla Walla, Wa
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 11, 2012 to Feb 4, 2013 · Walla Walla, Wa
- E••••• J•••• national BDSep 27, 2010 to Dec 12, 2011 · St Louis, Mo
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C••••••• P•••••••left Oct 31, 2024, registered Nov 4, 2024 (4 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- E••••• J•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 12, 2011, registered Jan 11, 2012 (30 days) · Other
- K••••••• M•••• M•••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for C••••••• P••••••• (registered 2024-11-04)Oct 31, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address