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Feed of 09/14/2026
Also filed as C••• E A••••
At current firm
0 y
since Oct 9, 2025
In the industry
11 y
since Oct 10, 2014 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Oct 9, 2025 · Powell, Oh
- C••••••••• F•••••••• N•••••• national BDOct 29, 2024 to Oct 6, 2025 · Marion, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 11, 2022 to Oct 29, 2024 · Columbus, Oh
- J••• M••••• S••••••••• L•• wirehouseFeb 4, 2016 to Aug 12, 2022 · Marion, Oh
- P•• W••••• M••••••••• BD affiliatedNov 19, 2014 to Dec 23, 2015 · Marysville, Oh
Moves
a registration end followed by a registration begin elsewhere
- C••••••••• F•••••••• N•••••• to P•• W••••• M•••••••••left Oct 6, 2025, registered Oct 9, 2025 (3 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••••• F•••••••• N••••••left Oct 29, 2024, registered Oct 29, 2024 (0 days) · Wirehouse to affiliated broker-dealer or bank
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 12, 2022, registered Aug 11, 2022 (-1 days) · Wirehouse to wirehouse · moved with a team
- P•• W••••• M••••••••• to J••• M••••• S••••••••• L••left Dec 23, 2015, registered Feb 4, 2016 (43 days) · Other
Signals
- C••• A•••• left C••••••••• F•••••••• N•••••• for P•• W••••• M••••••••• (registered 2025-10-09)Oct 6, 2025 · Advisor changed firm · fact
- C••• A•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for C••••••••• F•••••••• N•••••• (registered 2024-10-29)Oct 29, 2024 · Advisor changed firm · fact
- C••• A•••• left J••• M••••• S••••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-08-11)Aug 12, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address