C•••••• T••••• G•••

S•••••••• A••••••• L••national BDArlington, Vadual registrantIAPD 5807223

Certified Financial Planner

Feed of 09/14/2026

Also filed as C••• G••••••••• T••••• G••••••••• T• G••••••••• T• G•••

At current firm

1 y

since Mar 31, 2025

In the industry

13 y

since Dec 22, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••••• A••••••• L•• national BD current
since Mar 31, 2025 · Arlington, Va
F••••••• P••••••• A•• W•••••••• A••••••• former
Apr 26, 2022 to Mar 31, 2025 · Arlington, Va
F••••• I••••••••• independent RIA
Oct 12, 2021 to Apr 5, 2022 · Plano, Tx
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Oct 7, 2021 · Boston, Ma
S•••••••• A••••••• L•• national BD
Nov 18, 2013 to Jul 13, 2018 · Alexandria, Va
M••••• S•••••• wirehouse
May 15, 2013 to Oct 29, 2013 · Washington, Dc
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 28, 2013 to Feb 19, 2013 · Washington, Dc

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
F••••• I••••••••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Apr 5, 2022, registered Apr 26, 2022 (21 days) · RIA to affiliated broker-dealer or bank
F••••••• P••••••• A•• W•••••••• A••••••• to F••••• I•••••••••
left Oct 7, 2021, registered Oct 12, 2021 (5 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
M••••• S•••••• to S•••••••• A••••••• L••
left Oct 29, 2013, registered Nov 18, 2013 (20 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left Feb 19, 2013, registered May 15, 2013 (85 days) · Wirehouse to wirehouse

Signals

C•••••• T••••• G••• left F••••• I••••••••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2022-04-26)
Apr 5, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address