S••••• M•••••• C•••••

• V••••••• A•••••••• I••• BD affiliated current
  since Jun 26, 2019 · Charlotte, Nc
• A••••• A•• P••••••• S••••••• BD affiliated
  Oct 10, 2016 to May 23, 2019 · Charlotte, Nc
• V••••••• A•••••••• I••• BD affiliated
  Nov 12, 2015 to Oct 6, 2016 · Charlotte, Nc
• E••••• J•••• national BD
  Aug 10, 2010 to Jan 12, 2011 · Charlotte, Nc

• A••••• A•• P••••••• S••••••• to V••••••• A•••••••• I•••
  left May 23, 2019, registered Jun 26, 2019 (34 days) · Affiliated broker-dealer or bank to another
• V••••••• A•••••••• I••• to A••••• A•• P••••••• S•••••••
  left Oct 6, 2016, registered Oct 10, 2016 (4 days) · Other · moved with a team
• E••••• J•••• to V••••••• A•••••••• I•••
  left Jan 12, 2011, registered Nov 12, 2015 (1765 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

16derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address