DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••• J••••• G•••

L•• F•••••••• L••BD affiliatedFort Lauderdale, Fldual registrantIAPD 5809273

Certified Financial Planner

Feed of 09/18/2026

Also filed as K•••• J G•••

At current firm

1 y

since Mar 11, 2025

In the industry

16 y

since Sep 9, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Mar 11, 2025 · Fort Lauderdale, Fl
W••••••••• R••••••••• A••••••• institutional
Jan 30, 2023 to Jan 19, 2024 · Ford Lauderdale, Fl
F••••• I••••••••• independent RIA
Oct 28, 2021 to Aug 18, 2022 · Plano, Tx
L•• F•••••••• L•• BD affiliated
Jan 2, 2019 to Oct 7, 2021 · Paramus, Nj
S••• G••••• I••••••••• L•• other
Oct 21, 2015 to Jul 3, 2018 · Columbus, Oh
N•• Y••• L••• I••••••••• M••••••••• L•• asset manager
Sep 21, 2011 to Sep 23, 2015 · New Y•••, Ny
V••• F•••••••• A•••••••• I••• BD affiliated
Sep 20, 2010 to Jun 9, 2011 · Philadelphia, Pa

Moves

a registration end followed by a registration begin elsewhere

W••••••••• R••••••••• A••••••• to L•• F•••••••• L••
left Jan 19, 2024, registered Mar 11, 2025 (417 days) · Other
F••••• I••••••••• to W••••••••• R••••••••• A•••••••
left Aug 18, 2022, registered Jan 30, 2023 (165 days) · Other
L•• F•••••••• L•• to F••••• I•••••••••
left Oct 7, 2021, registered Oct 28, 2021 (21 days) · Affiliated broker-dealer or bank to independent RIA
S••• G••••• I••••••••• L•• to L•• F•••••••• L••
left Jul 3, 2018, registered Jan 2, 2019 (183 days) · RIA to RIA
N•• Y••• L••• I••••••••• M••••••••• L•• to S••• G••••• I••••••••• L••
left Sep 23, 2015, registered Oct 21, 2015 (28 days) · Other
V••• F•••••••• A•••••••• I••• to N•• Y••• L••• I••••••••• M••••••••• L••
left Jun 9, 2011, registered Sep 21, 2011 (104 days) · Other

Signals

K•••• J••••• G••• left W••••••••• R••••••••• A••••••• for L•• F•••••••• L•• (registered 2025-03-11)
Jan 19, 2024 · Advisor changed firm · fact
K•••• J••••• G••• left F••••• I••••••••• for W••••••••• R••••••••• A••••••• (registered 2023-01-30)
Aug 18, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address