R••••• M•••••• H•••••••

C•••••• A•••••••BD affiliatedPeoria, Az dual registrantIAPD 5819066

Certified Financial Planner

Feed of 09/15/2026

Also filed as R••••• H•••••••

At current firm

5 y

since Sep 25, 2020

In the industry

15 y

since Mar 31, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•••••• I••••••••• independent RIA current
since Jan 6, 2021 · Fort Washington, Pa
C•••••• A••••••• BD affiliated current
since Sep 25, 2020 · Tempe, Az
A••••• A•• P••••••• S••••••• BD affiliated
Aug 27, 2015 to Aug 18, 2020 · Fairfax, Va
C••••• A•••••• N••••••• L•• former
Jun 26, 2014 to Aug 17, 2015 · Mclean, Va

Moves

a registration end followed by a registration begin elsewhere

A••••• A•• P••••••• S••••••• to C•••••• A•••••••
left Aug 18, 2020, registered Sep 25, 2020 (38 days) · Affiliated broker-dealer or bank to another
C••••• A•••••• N••••••• L•• to A••••• A•• P••••••• S•••••••
left Aug 17, 2015, registered Aug 27, 2015 (10 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address