A••• P••• C••••••••

• T••••• A••••••• S•••••••• I••• BD affiliated current
  since Jan 4, 2023 · Annapolis, Md
• C••••• I••••••••• A••••••• L•• BD affiliated
  Aug 16, 2019 to Oct 25, 2022 · Bethesda, Md
• P•• W••••• M••••••••• BD affiliated
  Sep 4, 2013 to Jan 5, 2018 · Gambrills, Md
• V•••• F•••••••• A•••••••• I••• BD affiliated
  Apr 20, 2011 to Aug 22, 2013 · Linthicum Heights, Md

• C••••• I••••••••• A••••••• L•• to T••••• A••••••• S•••••••• I•••
  left Oct 25, 2022, registered Jan 4, 2023 (71 days) · Affiliated broker-dealer or bank to another
• P•• W••••• M••••••••• to C••••• I••••••••• A••••••• L••
  left Jan 5, 2018, registered Aug 16, 2019 (588 days) · Affiliated broker-dealer or bank to another
• V•••• F•••••••• A•••••••• I••• to P•• W••••• M•••••••••
  left Aug 22, 2013, registered Sep 4, 2013 (13 days) · Other

• ••• Locked
  Oct 25, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

15derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address