RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Christopher Raymond Rick
- Professional profile
- linkedin.com/in/christopher-rick-cfp%C2%AE-b3291480/?utm_source=share&reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Keystone Private Wealth independent RIA currentsince Jun 7, 2021 · Palm Desert, Ca
- Cypress Wealth Services, LLC independent RIASep 19, 2018 to Jun 4, 2021 · Palm Desert, Ca
- Fidelity Personal And Workplace Advisors formerJul 13, 2018 to Oct 9, 2018 · Boston, Ma
- Strategic Advisers LLC national BDNov 3, 2011 to Jul 13, 2018 · Palm Desert, Ca
- Morgan Stanley wirehouseNov 2, 2010 to Sep 2, 2011 · Indian Wells, Ca
- Cypress Wealth Services, LLC to Keystone Private Wealthleft Jun 4, 2021, registered Jun 7, 2021 (3 days) · RIA to RIA
- Fidelity Personal And Workplace Advisors to Cypress Wealth Services, LLCleft Oct 9, 2018, registered Sep 19, 2018 (-20 days) · Affiliated broker-dealer or bank to independent RIA
- Strategic Advisers LLC to Fidelity Personal And Workplace Advisorsleft Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- Morgan Stanley to Strategic Advisers LLCleft Sep 2, 2011, registered Nov 3, 2011 (62 days) · Wirehouse to affiliated broker-dealer or bank
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address