DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Alexandria Nguyen-Kuwamoto
Feed of 09/15/2026
Also filed as Alex Nguyen-Kuwamoto
At current firm
0 y
since Sep 11, 2026
In the industry
16 y
since Sep 1, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Cresset Asset Management, LLC independent RIA currentsince Sep 11, 2026 · San Francisco, Ca
- J.P. Morgan Securities LLC wirehouseFeb 7, 2024 to Aug 31, 2026 · Chicago, Il
- J.P. Morgan Private Wealth Advisors LLC formerOct 31, 2022 to Mar 17, 2025 · San Francisco, Ca
- Fidelity Personal And Workplace Advisors formerFeb 6, 2020 to Nov 1, 2022 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- J.P. Morgan Securities LLC to Cresset Asset Management, LLCleft Aug 31, 2026, registered Sep 11, 2026 (11 days) · Wirehouse to independent RIA
- J.P. Morgan Private Wealth Advisors LLC to J.P. Morgan Securities LLCleft Mar 17, 2025, registered Feb 7, 2024 (-404 days) · corporate re-registration, not a move
- Fidelity Personal And Workplace Advisors to J.P. Morgan Private Wealth Advisors LLCleft Nov 1, 2022, registered Oct 31, 2022 (-1 days) · Affiliated broker-dealer or bank to another
Signals
- Alexandria Nguyen-Kuwamoto left J.P. Morgan Securities Llc for Cresset Asset Management, Llc (registered 2026-09-11)Aug 31, 2026 · Advisor changed firm · fact
- Alexandria Nguyen-Kuwamoto left Fidelity Personal And Workplace Advisors for J.P. Morgan Private Wealth Advisors Llc (registered 2022-10-31)Nov 1, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address