DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• T•••••••• T•••••••

S••••independent RIANew York, Ny IA-onlyIAPD 5831744

Certified Financial Planner

Feed of 09/14/2026

Also filed as J•••• T T•••••••

At current firm

1 y

since Jan 22, 2025

In the industry

15 y

since Jul 22, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••• independent RIA current
since Jan 22, 2025 · Irvine, Ca
O••••• I••••••••• A••••••• L•• independent RIA
Feb 12, 2021 to Jul 29, 2022 · Irvine, Ca
S•••• W••••• P••••••• L•• unclassified
Apr 21, 2017 to May 23, 2025 · Irvine, Ca
P•••••••• S••••••••• I••• BD affiliated
Jun 17, 2016 to Nov 30, 2016 · Irvine, Ca

Moves

a registration end followed by a registration begin elsewhere

S•••• W••••• P••••••• L•• to O••••• I••••••••• A••••••• L••
left May 23, 2025, registered Feb 12, 2021 (-1561 days) · Other
O••••• I••••••••• A••••••• L•• to S••••
left Jul 29, 2022, registered Jan 22, 2025 (908 days) · RIA to RIA
P•••••••• S••••••••• I••• to S•••• W••••• P••••••• L••
left Nov 30, 2016, registered Apr 21, 2017 (142 days) · Other

Signals

J•••• T•••••••• T••••••• left S•••• W••••• P••••••• L•• for O••••• I••••••••• A••••••• L•• (registered 2021-02-12)
May 23, 2025 · Advisor changed firm · fact
J•••• T•••••••• T••••••• left O••••• I••••••••• A••••••• L•• for Savvy (registered 2025-01-22)
Jul 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address