RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Apr 29, 2016 · Cincinnati, Oh
- P•• W••••• M••••••••• BD affiliatedSep 23, 2015 to May 9, 2016 · Cincinnati, Oh
- U••••• B•••••••• S••••••• I•• BD affiliatedJul 1, 2013 to Jul 15, 2015 · Ripley, Wv
- P•• W••••• M••••••••• BD affiliatedDec 6, 2010 to May 2, 2013 · Pittsburgh, Pa
- P•• W••••• M••••••••• to M••••• S••••••left May 9, 2016, registered Apr 29, 2016 (-10 days) · Other
- U••••• B•••••••• S••••••• I•• to P•• W••••• M•••••••••left Jul 15, 2015, registered Sep 23, 2015 (70 days) · Other
- P•• W••••• M••••••••• to U••••• B•••••••• S••••••• I••left May 2, 2013, registered Jul 1, 2013 (60 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address