DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

L••• M•••• W••••••

S•••BD affiliatedTysons Corner, Va dual registrantIAPD 5838178

Certified Financial Planner

Feed of 09/15/2026

Also filed as L••• M•••• Overbo

At current firm

3 y

since Feb 13, 2023

In the industry

15 y

since Dec 14, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••• BD affiliated current
since Feb 13, 2023 · Los Angeles, Ca
O•••• W•••••• I••• BD affiliated
Feb 13, 2023 to Mar 30, 2023 · Tysons Corner, Va
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Oct 6, 2021 · Boston, Ma
S•••••••• A••••••• L•• national BD
Mar 6, 2014 to Jul 13, 2018 · Washington, Dc
T• R••• P•••• A••••••• S•••••••• I••• BD affiliated
Jan 21, 2011 to Jan 24, 2014 · Colorado Springs, Co

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to S•••
left Mar 30, 2023, registered Feb 13, 2023 (-45 days) · Affiliated broker-dealer or bank to another
F••••••• P••••••• A•• W•••••••• A••••••• to O•••• W•••••• I•••
left Oct 6, 2021, registered Feb 13, 2023 (495 days) · Affiliated broker-dealer or bank to another
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
T• R••• P•••• A••••••• S•••••••• I••• to S•••••••• A••••••• L••
left Jan 24, 2014, registered Mar 6, 2014 (41 days) · Other

Signals

L••• M•••• W•••••• left O•••• W•••••• I••• for Seia (registered 2023-02-13)
Mar 30, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address