DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert Richard Ruhl
Feed of 09/15/2026
At current firm
0 y
since Aug 3, 2026
In the industry
16 y
since Aug 1, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Wells Fargo Advisors wirehouse currentsince Aug 3, 2026 · Greenwood Village, Co
- Commonwealth Financial Network national BDJan 26, 2024 to Aug 3, 2026 · Aurora, Co
- Edward Jones national BDDec 19, 2017 to Feb 2, 2024 · Glendale, Co
Moves
a registration end followed by a registration begin elsewhere
- Commonwealth Financial Network to Wells Fargo Advisorsleft Aug 3, 2026, registered Aug 3, 2026 (0 days) · Affiliated broker-dealer or bank to wirehouse
- Edward Jones to Commonwealth Financial Networkleft Feb 2, 2024, registered Jan 26, 2024 (-7 days) · Affiliated broker-dealer or bank to another
Signals
- Robert Richard Ruhl left Commonwealth Financial Network for Wells Fargo Advisors (registered 2026-08-03)Aug 3, 2026 · Advisor changed firm · fact
- Robert Richard Ruhl left Edward Jones for Commonwealth Financial Network (registered 2024-01-26)Feb 2, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address