RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- D•••••• independent RIA currentsince Mar 21, 2018 · Bulverde, Tx
- O••••• A•••• M••••••••• L•• formerOct 11, 2013 to May 9, 2018 · San Antonio, Tx
- E••••• J•••• national BDNov 1, 2010 to Oct 8, 2013 · St Louis, Mo
- O••••• A•••• M••••••••• L•• to D••••••left May 9, 2018, registered Mar 21, 2018 (-49 days) · Other · moved with a team
- E••••• J•••• to O••••• A•••• M••••••••• L••left Oct 8, 2013, registered Oct 11, 2013 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address