DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lindsey A. Roehl
Feed of 09/14/2026
Also filed as Lindsey A Roehl
At current firm
0 y
since Jan 16, 2026
In the industry
15 y
since Nov 11, 2010 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- 724 Capital, LLC independent RIA currentsince Jan 16, 2026 · Lansing, Mi
- 724 Capital, LLC independent RIAAug 10, 2023 to Dec 31, 2025 · Lansing, Mi
- F3logic, LLC formerOct 11, 2018 to Apr 8, 2022 · Burnsville, Mn
- Raymond James Financial Services Advisors, Inc BD affiliatedMar 9, 2018 to Oct 1, 2018 · Oshkosh, Wi
- Investment Centers Of America, Inc. formerJun 4, 2013 to Feb 20, 2018 · Appleton, Wi
- Sii Investments, Inc. formerMay 29, 2013 to Feb 20, 2018 · Appleton, Wi
- Edward Jones national BDNov 15, 2010 to Feb 4, 2011 · Maryland Heights, Mo
Moves
a registration end followed by a registration begin elsewhere
- F3logic, LLC to 724 Capital, LLCleft Apr 8, 2022, registered Aug 10, 2023 (489 days) · RIA to RIA · moved with a team
- Raymond James Financial Services Advisors, Inc to F3logic, LLCleft Oct 1, 2018, registered Oct 11, 2018 (10 days) · Affiliated broker-dealer or bank to independent RIA
- Investment Centers Of America, Inc. to Raymond James Financial Services Advisors, Incleft Feb 20, 2018, registered Mar 9, 2018 (17 days) · Other
- Sii Investments, Inc. to Investment Centers Of America, Inc.left Feb 20, 2018, registered Jun 4, 2013 (-1722 days) · channel change inside one enterprise, not a move · moved with a team
- Edward Jones to Sii Investments, Inc.left Feb 4, 2011, registered May 29, 2013 (845 days) · Other
Signals
- Lindsey A. Roehl left F3Logic, Llc for 724 Capital, Llc (registered 2023-08-10)Apr 8, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address