RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• G•••••• E•••••
- H••••••• W••••• M••••••••• L•• i••••••••• wealth currentsince Apr 20, 2018 · Greenwood Village, Co
- I••••••••• F•••••••• P••••••• BD affiliatedMay 27, 2015 to Apr 11, 2018 · Englewood, Co
- L•• F•••••••• L•• BD affiliatedJun 20, 2014 to Apr 9, 2018 · Englewood, Co
- W•••• F•••• A••••••• wirehouseNov 25, 2010 to Jul 18, 2014 · Lakewood, Co
- I••••••••• F•••••••• P••••••• to H••••••• W••••• M••••••••• L••left Apr 11, 2018, registered Apr 20, 2018 (9 days) · RIA to a newly registered adviser · moved with a team
- L•• F•••••••• L•• to I••••••••• F•••••••• P•••••••left Apr 9, 2018, registered May 27, 2015 (-1048 days) · Other
- W•••• F•••• A••••••• to L•• F•••••••• L••left Jul 18, 2014, registered Jun 20, 2014 (-28 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address